Tier 1 and Tier 2

ASIC RG146

Tier 1 & Tier 2 Advisers – Becoming ASIC RG146 Compliant

Anyone giving financial product advice under an Australian Financial Services Licence (AFSL) must satisfy ASIC's training standards as detailed in Regulatory Guide 146 Licensing: Training of Financial Product Advisers (RG146). The training standards comprise both knowledge and skills.

Tier 2 licensing requirements for RG146 in relation to competence and training for advisers does not need to be a headache. The College has a number of options that can be easily tailored to fulfil your RG146 compliance obligations, and in some cases will be paid for under government funded programs.

The College has Tier 2 accreditation programs that address different needs: 
• Basic Deposit Products

• Non-cash payment Facilitates and

• General Insurance